SEBI Disclosures

Regulatory disclosures and investor information.

This page contains regulatory disclosures required for the website. Replace placeholder registration fields before publishing.

SEBI Registration Details

Name of Investment AdviserSujatha N
Type of RegistrationIndividual
Registration NumberINA0000XXXX
Validity of RegistrationValid till suspended or canceled with SEBI
BASL Membership IDXXXX
AddressG02, Sumadhura Srinivasam, Off Graphite India Road, Seetharamapalya, Mahadevapura, Bangalore 560048
Mobile+91 9538975444
EmailSujatha_N@Wealthweaveadvisors.com
Corresponding SEBI OfficeSEBI, Plot No. C4-A, G Block, BKC, Bandra (East), Mumbai 400051

Disclaimers

  • Registration granted by SEBI, membership of BSE Administration and Supervision Limited (BASL), and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
  • Investments in the securities market are subject to market risks. Read all related documents carefully before investing.

Annual Compliance Audit

Sr. NoFinancial YearCompliance Audit StatusComments
1FY24-25N/AN/A
2FY23-24N/AN/A
3FY22-23N/AN/A

Regulatory Complaints Disclosure

Data as of the month ending July 2025

S.No.Received fromPending last monthReceivedResolvedTotal pendingPending > 3 monthsAverage resolution time
1Directly from investors00000NA
2SEBI - SCORES00000NA
3Other Sources00000NA
Grand Total00000NA

Grievance Redressal / Escalation Matrix

Clients can seek clarification or make a complaint in writing, orally, or telephonically. Clients can write to the Investment Adviser at Sujatha_N@wealthweaveadvisors.com. The client can expect a reply within 10 business days.

If not satisfied with the response, investors may lodge a grievance with SEBI on SCORES at https://scores.sebi.gov.in or access the SMART ODR platform.

S.No.DesignationContact PersonContact No.EmailWorking Hours
1Customer CareSujatha N9538975444Sujatha_N@wealthweaveadvisors.comMonday-Saturday, 9am - 6pm
2Head of Customer CareNA---
3Compliance OfficerNA---
4CEONA---
5Principal OfficerSujatha N9538975444Sujatha_N@wealthweaveadvisors.comMonday-Saturday, 9am - 6pm

SEBI Investor Charter

Vision and Mission for Investors

Vision: Invest with knowledge and safety.

Mission: Every investor should be able to invest in suitable products based on their needs, manage and monitor them to meet goals, access reports, and enjoy financial wellness.

Business Transacted by the Investment Adviser

  • Enter into an agreement with clients, including fee details, conflict of interest disclosure, and confidentiality terms.
  • Conduct proper, unbiased risk profiling and suitability assessment.
  • Conduct annual audits and disclose complaints status on the website.
  • Maintain records of client and prospective client interactions where advice-related conversations occur.
  • Ensure advertisements adhere to the Advertisement Code for Investment Advisers.

Rights of Investors

  • Right to privacy, confidentiality, transparent practices, and fair treatment.
  • Right to adequate information, statutory disclosures, and clear service timelines.
  • Right to be heard and receive timely grievance redressal.
  • Right to suitability of financial products and exit in accordance with agreement terms.
  • Right to provide feedback and protection against unfair clauses.

Investor Responsibilities

Do's

  • Always deal with SEBI registered Investment Advisers.
  • Check the adviser's valid registration certificate and SEBI registration number.
  • Pay only advisory fees through banking channels and maintain receipts.
  • Ask for risk profiling before accepting investment advice.
  • Ask questions and clear doubts before acting on advice.

Don'ts

  • Do not fall for stock tips under the pretext of investment advice.
  • Do not provide funds for investment to the Investment Adviser.
  • Do not believe promises of assured or exorbitant returns.
  • Do not share trading, demat, or bank account login credentials.
  • Do not rush into investments that do not match your risk appetite and goals.